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Insights on Rule 10b5-1 Plan Practices & Insider Trading Policies

Date: Thursday, February 11, 2016
Time: 10:00 AM PT / 1:00 PM ET

Equilar will host Steve Giove, partner with Shearman & Sterling LLP, and Christine Cognetti McCasland, executive director with Morgan Stanley, to discuss the results of their recent survey of Society of Corporate Secretaries & Governance Professionals members. The study evaluated 10b5-1 plans and insider trading policies and practices at public companies. The webinar will provide valuable insights and take-aways on:

  • 10b5-1 plan creation and terms

  • insider trading policy restrictions on plans

  • mandatory use of 10b5-1 plans

  • trading under a plan

  • cooling –off periods

  • early plan termination

  • modifications and amendments

  • multiple, overlapping plans

  • selling outside of a plan

  • disclosure of a plan

  • and selection of a broker


Dan Marcec
Director of Content
Equilar, Inc.



Steve Giove
Shearman & Sterling

Christine Cognetti McCasland
Executive Director
Morgan Stanley Wealth Management | Corporate Equity Solutions

Darla Stuckey
President & CEO
Society of Corporate Secretaries and Governance Professionals